Northern Lights Compliance Services, Llc
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- About Northern Lights Compliance Services, LLC:Northern Lights Compliance Services, LLC (NLCS) provides a team of experts who serve as Chief Compliance Officers (CCO) on an independent consulting basis for investment companies including mutual funds and registered investment advisers (RIAs). Our goal is to ensure that our clients meet the SECs stringent regulatory compliance requirements and our broad program is tailored to meet the needs of small- to medium-sized groups seeking a cost-effective alternative to hiring a CCO on a full-time basis. With NLCS, you can be confident that compliance needs are being handled with accuracy and integrity, so you can focus on running your business.
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Headquarters:80 Arkay Drive , Hauppauge, New York, United States
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Phone Number: +1 631-470-2600
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Website: https://www.nlcompliance.com
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Employees:6
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Revenue:$1 - 10M
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Legal Name:Northern Lights Compliance Services, Llc
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Northern Lights Compliance Services, Llc's Social Media
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| NAICS Code: 523920 |
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Frequently Asked Questions regarding Northern Lights Compliance Services, Llc
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Where are Northern Lights Compliance Services, Llc's Headquarters?
Northern Lights Compliance Services, Llc's Headquarters are in 80 Arkay Drive ,Hauppauge,New York,United States
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What is Northern Lights Compliance Services, Llc's phone number?
Northern Lights Compliance Services, Llc's phone number is +1 631-470-2600
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What is Northern Lights Compliance Services, Llc's official website?
Northern Lights Compliance Services, Llc's official website is https://www.nlcompliance.com
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What is Northern Lights Compliance Services, Llc's Revenue?
Northern Lights Compliance Services, Llc's revenue is $1 - 10M
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What is Northern Lights Compliance Services, Llc's NAICS code?
Northern Lights Compliance Services, Llc's NAICS code is 523920
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How many employees are working in Northern Lights Compliance Services, Llc
Northern Lights Compliance Services, Llc has 6 employees
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What is Northern Lights Compliance Services, Llc's Industry?
Northern Lights Compliance Services, Llc is in the industry of Financial Services
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Who is Northern Lights Compliance Services, Llc's Senior Vice President And Senior Compliance Officer?
Northern Lights Compliance Services, Llc's Senior Vice President And Senior Compliance Officer is Lynn Bowley