Securities Compliance Management

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Description

  • Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approach and utilization of automated compliance technologies. Our approach is unique in that we utilize proprietary software, MasterSupervision, to meet the requirements of your compliance program while significantly reducing your administrative time and resources. By applying automated supervision software and document management tools, appropriate checks and balances will effectively reduce your risk and increase performance. There is a way to creative blend compliance and technology to create the ideal compliance culture.
  • location

    Headquarters:6445 Shiloh Road Suite D, Alpharetta, Georgia, United States

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  • Securities Compliance Management phone

    Phone Number: +1 404-841-1010

  • Securities Compliance Management website

    Website: https://www.mastercompliance.com

  • Securities Compliance Management employees

    Employees:8

  • Securities Compliance Management revenue

    Revenue:$1 - 10M

  • Securities Compliance Management legal name

    Legal Name:Securities Compliance Management

  • Securities Compliance Management's Social Media

    Securities Compliance Management linkedin
  • done Is this data correct?
  • |  NAICS Code: 561990  |

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Person level website identification

Owner for Securities Compliance Management

Kyle Weeks

Owner

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View Employees

Kyle Weeks

Owner

Jeanine Blackman

Director Of Consulting, Broker-Dealer And Ria Consulting

Cheryl Mancik

Compliance Manager

Frequently Asked Questions regarding Securities Compliance Management

  • Where are Securities Compliance Management's Headquarters?

    Securities Compliance Management's Headquarters are in 6445 Shiloh Road Suite D,Alpharetta,Georgia,United States

  • What is Securities Compliance Management's phone number?

    Securities Compliance Management's phone number is +1 404-841-1010

  • What is Securities Compliance Management's official website?

    Securities Compliance Management's official website is https://www.mastercompliance.com

  • What is Securities Compliance Management's Revenue?

    Securities Compliance Management's revenue is $1 - 10M

  • What is Securities Compliance Management's NAICS code?

    Securities Compliance Management's NAICS code is 561990

  • How many employees are working in Securities Compliance Management

    Securities Compliance Management has 8 employees

  • What is Securities Compliance Management's Industry?

    Securities Compliance Management is in the industry of Financial Services

  • Who is Securities Compliance Management's Owner?

    Securities Compliance Management's Owner is Kyle Weeks

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