Red Oak Compliance Solutions

Description

• Red Oak Compliance Solutions provides compliance services for registered investment adviser firms or those in the process of becoming one. Our services include everything from initial RIA registration through SEC or State audit response. We also work with broker-dealers, hedge funds and insurance companies to augment their compliance offering. Our team members hold multiple FINRA, Insurance and RIA licenses.We are also the creators of AdMaster Compliance® which is the premier software platform for Advertising Compliance Review and Regulatory Workflow on the market today. AdMaster Compliance® was designed by experts with over 50 years of combined experience in regulatory compliance and has emphasis on usability and superior technology. AdMaster Compliance® is a completely cloud-based SaaS offering and fully SEC 17a-4 compliant. It supplies unlimited document storage and scales to tens of thousands of users, making it easily adaptable to any customer's needs.AdMaster Compliance® is quickly becoming the solution of choice in the industry. Discover why some of the biggest names in the financial and insurance industries rely on AdMaster Compliance® for their advertising and regulatory compliance needs.
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  Headquarters:1101 Arrow Point Drive Suite 301, Cedar Park, Texas, United States

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  Phone Number: +1 888-302-4594

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  Website:

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  Employees:7

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  Revenue:$1 - 10M

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  Legal Name:Red Oak Compliance Solutions

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• |  NAICS Code: 541611  |

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