Cloudbreak Compliance Group, Llc

Description

• Cloudbreak Compliance Group provides private funds and asset managers with customized, cost-effective compliance support and solutions to help them succeed in todays constantly-evolving, complex regulatory landscape. As regulators and institutional investors become increasingly focused on compliance, Cloudbreak can help transform your compliance obligations into a strategic advantage. Cloudbreaks seasoned compliance experts will develop a tailored program to meet your firms needs. With Cloudbreak, nothing is out-of-the-box. We solve complex compliance issues at every critical stage of your business. While each engagement is unique, we find that most clients take advantage of the following core services: - SEC registration / exempt reporting adviser filings - Customized compliance program development - Checklists to track compliance responsibilities - Regular onsite compliance meetings - Annual compliance reviews - Annual and new hire employee compliance training - Employee e-mail review - Form ADV amendments - Industry updates and analysis of new regulatory developments - Ad hoc regulatory guidance We can also provide the following additional services: - SEC mock audits - Form PF and other regulatory filings - CFTC/NFA-related obligations - Regulatory examination support - Targeted marketing material reviews
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  Headquarters:75 Virginia Road , White Plains, New York, United States

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  Phone Number: +1 914-714-1381

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  Website: https://www.cloudbreakcompliance.com

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  Employees:7

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  Revenue:$1 - 10M

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  Legal Name:Cloudbreak Compliance Group, Llc

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• |  NAICS Code: 523110  |

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